Form 4 for WLY JOHN WILEY & SONS, INC.
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0000107140-23-000056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-03 | 2023-05-01 | WLY | Caridi Christopher | SVP, Gbl Corp Ctrl | M - OptEx | $0.00 | +1,650 | 6,272 | +36% | $0 |
| D | 2023-05-03 | 2023-05-01 | WLY | Caridi Christopher | SVP, Gbl Corp Ctrl | F - Tax | $38.21 | -607 | 5,665 | -10% | -$23.2K |
| DM | 2023-05-03 | 2023-05-01 | WLY | Caridi Christopher | SVP, Gbl Corp Ctrl | M - OptEx | $0.00 | -1,650 | 658 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2023-05-01 | M | A | 394 | $0.00 | 5,943 | D | — | — | |
| 2 | Common | Class A Common | 2023-05-01 | M | A | 927 | $0.00 | 5,549 | D | — | — | |
| 3 | Common | Class A Common | 2023-05-01 | M | A | 329 | $0.00 | 6,272 | D | — | — | |
| 4 | Common | Class A Common | 2023-05-01 | F | D | 607 | $38.21 | 5,665 | D | — | — | (F1) Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 394 | $0.00 | 1,185 | D | — · — to — | 394 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F7) On June 22, 2022, the reporting person was granted 1,579 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 6 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 927 | $0.00 | 451 | D | — · — to — | 927 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F4) On October 26, 2020, the reporting person was granted 4,203 restricted stock units to vest: 1609 shares on April 30, 2021, 1216 shares on April 30, 2022, 927 shares on April 30, 2023, and 451 shares on April 30, 2024. |
| 7 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 329 | $0.00 | 658 | D | — · — to — | 329 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F6) On June 24, 2021, the reporting person was granted 1,316 restricted stock units to vests in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |