Form 4 for WLY JOHN WILEY & SONS, INC.
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0000107140-23-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-03 | 2023-05-01 | WLY | Flynn Jay | EVP, GM, Research | M - OptEx | $0.00 | +3,854 | 8,677 | +80% | $0 |
| D | 2023-05-03 | 2023-05-01 | WLY | Flynn Jay | EVP, GM, Research | F - Tax | $38.21 | -1,556 | 10.2K | -13% | -$59.5K |
| DM | 2023-05-03 | 2023-05-01 | WLY | Flynn Jay | EVP, GM, Research | M - OptEx | $0.00 | -3,854 | 4,671 | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2023-05-01 | M | A | 931 | $0.00 | 9,608 | D | — | — | |
| 2 | Common | Class A Common | 2023-05-01 | M | A | 625 | $0.00 | 10,233 | D | — | — | |
| 3 | Common | Class A Common | 2023-05-01 | M | A | 1,556 | $0.00 | 11,789 | D | — | — | |
| 4 | Common | Class A Common | 2023-05-01 | F | D | 1,556 | $38.21 | 10,233 | D | — | — | (F1) Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. |
| 5 | Common | Class A Common | 2023-05-01 | M | A | 742 | $0.00 | 8,677 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 742 | $0.00 | 0 | D | — · — to — | 742 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F5) As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested. (F2) 1-for-1 (F4) On June 27, 2019, reporting person was granted 2,965 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 7 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 931 | $0.00 | 932 | D | — · — to — | 931 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F7) Represents the total remaining beneficially owned shares in each grant following the reported transaction. (F2) 1-for-1 (F6) On June 26, 2020, reporting person was granted 3,725 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 8 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 625 | $0.00 | 1,249 | D | — · — to — | 625 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F7) Represents the total remaining beneficially owned shares in each grant following the reported transaction. (F2) 1-for-1 (F8) On June 24, 2021, reporting person was granted 2,498 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 9 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 1,556 | $0.00 | 4,671 | D | — · — to — | 1,556 Class A Common | (F3) Vesting date of April 30, 2023 was on a Sunday, therefore, transaction was processed on the following Monday, May 1, 2023. (F7) Represents the total remaining beneficially owned shares in each grant following the reported transaction. (F2) 1-for-1 (F9) On June 22, 2022, reporting person was granted 6,227 restricted stock units to vest in four equal installments on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |