Form 4 for WLY JOHN WILEY & SONS, INC.
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0000107140-23-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-03 | 2023-05-01 | WLY | Silver Deirdre P. | EVP, GC | M - OptEx | $0.00 | +3,110 | 6,164 | +102% | $0 |
| D | 2023-05-03 | 2023-05-01 | WLY | Silver Deirdre P. | EVP, GC | F - Tax | $38.21 | -970 | 8,186 | -11% | -$37.1K |
| DM | 2023-05-03 | 2023-05-01 | WLY | Silver Deirdre P. | EVP, GC | M - OptEx | $0.00 | -3,110 | 3,479 | -47% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2023-05-01 | M | A | 991 | $0.00 | 7,155 | D | — | — | |
| 2 | Common | Class A Common | 2023-05-01 | F | D | 970 | $38.21 | 8,186 | D | — | — | (F1) Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. (F2) Outstanding beneficial ownership reported includes 334 shares acquired through automatic dividend reinvestment. |
| 3 | Common | Class A Common | 2023-05-01 | M | A | 1,159 | $0.00 | 9,156 | D | — | — | |
| 4 | Common | Class A Common | 2023-05-01 | M | A | 842 | $0.00 | 7,997 | D | — | — | |
| 5 | Common | Class A Common | 2023-05-01 | M | A | 118 | $0.00 | 6,164 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 118 | $0.00 | 0 | D | — · — to — | 118 Class A Common | (F4) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F6) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F7) As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested. (F3) 1-for-1 (F5) On June 27, 2019, the reporting person was granted 469 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 7 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 991 | $0.00 | 991 | D | — · — to — | 991 Class A Common | (F4) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F6) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F3) 1-for-1 (F8) On June 26, 2020, the reporting person was granted 3,964 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 8 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 842 | $0.00 | 1,685 | D | — · — to — | 842 Class A Common | (F4) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F6) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F3) 1-for-1 (F9) On June 24, 2021, the reporting person was granted 3,369 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 9 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 1,159 | $0.00 | 3,479 | D | — · — to — | 1,159 Class A Common | (F4) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F6) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F3) 1-for-1 (F10) On June 22, 2022, the reporting person was granted 4,638 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |