Form 4 for WLY JOHN WILEY & SONS, INC.
Accepted 2023-05-03 00:00:00 ET · period of report 2023-05-01 · accession 0000107140-23-000074 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-05-03 | 2023-05-01 | WLY | Monaco Kevin | SVP, Treas, Tax | F - Tax | $38.21 | -505 | 4,576 | -10% | -$19.3K |
| DM | 2023-05-03 | 2023-05-01 | WLY | Monaco Kevin | SVP, Treas, Tax | M - OptEx | $0.00 | +1,417 | 4,052 | +54% | $0 |
| DM | 2023-05-03 | 2023-05-01 | WLY | Monaco Kevin | SVP, Treas, Tax | M - OptEx | $0.00 | -1,417 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2023-05-01 | F | D | 505 | $38.21 | 4,576 | D | — | — | (F1) Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units. |
| 2 | Common | Class A Common | 2023-05-01 | M | A | 350 | $0.00 | 5,081 | D | — | — | |
| 3 | Common | Class A Common | 2023-05-01 | M | A | 279 | $0.00 | 4,731 | D | — | — | |
| 4 | Common | Class A Common | 2023-05-01 | M | A | 400 | $0.00 | 4,452 | D | — | — | |
| 5 | Common | Class A Common | 2023-05-01 | M | A | 388 | $0.00 | 4,052 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 400 | $0.00 | 400 | D | — · — to — | 400 Class A Common | (F3) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F7) On June 26, 2020, reporting person was granted 1,600 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 7 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 279 | $0.00 | 557 | D | — · — to — | 279 Class A Common | (F3) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F8) On June 24, 2021, reporting person was granted 1,114 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 8 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 350 | $0.00 | 1,052 | D | — · — to — | 350 Class A Common | (F3) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F9) On June 22, 2022, reporting person was granted 1,402 restricted stock units, vesting in four equal annual installments, beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |
| 9 | Derivative | Restricted Stock Units | 2023-05-01 | M | D | 388 | $0.00 | 0 | D | — · — to — | 388 Class A Common | (F3) Vesting date of April 30, 2023 was a Sunday, therefore, the transaction was processed on the following Monday, May 1, 2023. (F6) As a result of this transaction, all restricted stock units for the June 27, 2019 grant have vested. (F5) Previously, outstanding beneficial ownership reported was the outstanding restricted stock units balance for all grants awarded. As of this filing, and on future filings, reporting of restricted stock units beneficially owned will be on an individual grant basis. (F2) 1-for-1 (F4) On June 27, 2019, reporting person was granted 1,549 restricted stock units, vesting in four equal annual installments beginning on April 30th of each year after grant. Restricted stock units are subject to forfeiture under the terms and conditions of the grant. |