Form 4 for SPB Spectrum Brands Holdings, Inc.
Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-10 · accession 0000109177-21-000050 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-13 | 2021-09-10 | SPB | Maura David M | CEO, Executive COB, Dir | M - OptEx | $52.83 | +60.3K | 534.3K | +13% | +$3.19M |
| DM | 2021-09-13 | 2021-09-10 | SPB | Maura David M | CEO, Executive COB, Dir | F - Tax | $92.33 | -46.0K | 522.8K | -8% | -$4.24M |
| D | 2021-09-13 | 2021-09-10 | SPB | Maura David M | CEO, Executive COB, Dir | M - OptEx | $0.00 | -60.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-10 | M | A | 60,294 | $52.83 | 534,277 | D | — | — | (F1) Exercise of previously granted option with respect to 60,294 shares of the Company's common stock. |
| 2 | Common | Common Stock | 2021-09-10 | F | D | 34,500 | $92.33 | 488,310 | D | — | — | (F3) Represents the number of shares of common stock withheld by the Company in payment of the exercise price of the option in accordance with Rule 16b-3. |
| 3 | Common | Common Stock | 2021-09-10 | F | D | 11,467 | $92.33 | 522,810 | D | — | — | (F2) Represents the number of shares of common stock withheld by the Company to satisfy the tax withholding obligations of Mr. Maura in connection with the exercise in accordance with Rule 16b-3. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-09-10 | M | D | 60,294 | $0.00 | 0 | D | $52.83 · — to 2022-11-29 | 60,294 Common Stock | (F4) The employee stock options reported on this line are vested and exercisable. |