Form 4 for SPB Spectrum Brands Holdings, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-03 · accession 0000109177-21-000065 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-07 | 2021-12-03 | SPB | Maura David M | CEO, Executive COB, Dir | M - OptEx | — | +140.3K | 628.6K | +29% | — |
| D | 2021-12-07 | 2021-12-03 | SPB | Maura David M | CEO, Executive COB, Dir | F - Tax | $99.00 | -55.2K | 573.4K | -9% | -$5.46M |
| D | 2021-12-07 | 2021-12-03 | SPB | Maura David M | CEO, Executive COB, Dir | M - OptEx | $0.00 | -35.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-03 | M | A | 140,283 | — | 628,593 | D | — | — | (F1) Includes both time based (35,817) and performance based (104,466) restricted stock units that vested on December 3, 2021. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-12-03 | F | D | 55,202 | $99.00 | 573,391 | D | — | — | (F3) Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2021-12-03 | M | D | 35,817 | $0.00 | 0 | D | — · — to — | 35,817 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F4) On January 17, 2019, the reporting person was granted 35,817 time based restricted stock units which vested on December 3, 2021. |