Form 4 for SPB Spectrum Brands Holdings, Inc.
Accepted 2022-12-06 00:00:00 ET · period of report 2022-12-02 · accession 0000109177-22-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-06 | 2022-12-02 | SPB | Smeltser Jeremy W | EVP, CFO | M - OptEx | $0.00 | +14.2K | 37.7K | +60% | $0 |
| D | 2022-12-06 | 2022-12-02 | SPB | Smeltser Jeremy W | EVP, CFO | F - Tax | $66.68 | -6,333 | 31.3K | -17% | -$422.3K |
| D | 2022-12-06 | 2022-12-02 | SPB | Smeltser Jeremy W | EVP, CFO | M - OptEx | $0.00 | +4,817 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-02 | M | A | 14,183 | $0.00 | 37,660 | D | — | — | (F1) Includes both time based (4,817) and performance based (9,366) restricted stock units that vested on December 2, 2022. (F2) Restricted stock units convert into common stock on one-for-one basis. |
| 2 | Common | Common Stock | 2022-12-02 | F | D | 6,333 | $66.68 | 31,327 | D | — | — | (F3) Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-12-02 | M | A | 4,817 | $0.00 | 0 | D | — · — to — | 0 Common Stock | (F2) Restricted stock units convert into common stock on one-for-one basis. (F4) On December 16, 2019, the reporting person was granted 4,817 time based restricted stock units that vested on December 2, 2022. |