Form 4 for LHX L3Harris
Accepted 2024-02-27 00:00:00 ET · period of report 2024-02-23 · accession 0000202058-24-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-27 | 2024-02-23+ | LHX | MIKUEN SCOTT T | SVP-GC, Secy | M - OptEx | $0.00 | +6,593 | 60.7K | +12% | $0 |
| DM | 2024-02-27 | 2024-02-23+ | LHX | MIKUEN SCOTT T | SVP-GC, Secy | F - Tax | $213.28 | -1,938 | 59.9K | -3% | -$413.3K |
| DM | 2024-02-27 | 2024-02-23 | LHX | MIKUEN SCOTT T | SVP-GC, Secy | A - Grant | $0.00 | +10.3K | 1,982 | New | $0 |
| DM | 2024-02-27 | 2024-02-23+ | LHX | MIKUEN SCOTT T | SVP-GC, Secy | M - OptEx | $0.00 | -6,392 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, Par Value $1.00 | 2024-02-23 | M | A | 4,462 | $0.00 | 59,716.05 | D | — | — | (F1) Settlement of performance stock units granted on 2/26/2021 (previously reported) in shares of common stock following the end of the 3-year performance period. Includes 201 shares earned in excess of the amount previously reported as performance stock units based on the performance stock unit payout formula. (F2) Includes both 6,154 shares previously reported as indirectly owned through a grantor retainer annuity trust that were distributed to the reporting person pursuant to the terms of the grantor retainer annuity trust on 5/9/2023, and 132.34 shares acquired through the Issuer's retirement plan since last reported by the reporting person based on information provided by the plan's administrator as of 12/29/2023. |
| 2 | Common | Common Stock, Par Value $1.00 | 2024-02-23 | F | D | 1,099 | $214.45 | 58,617.05 | D | — | — | |
| 3 | Common | Common Stock, Par Value $1.00 | 2024-02-26 | F | D | 839 | $211.74 | 59,909.05 | D | — | — | |
| 4 | Common | Common Stock, Par Value $1.00 | 2024-02-26 | M | A | 2,131 | $0.00 | 60,748.05 | D | — | — | |
| 5 | Derivative | Non-Qualified Stock Option (Right to Buy) | 2024-02-23 | A | A | 8,292 | $0.00 | 8,292 | D | $214.45 · — to 2034-02-23 | 8,292 Common Stock Par Value $1.00 | (F4) Options to purchase shares of common stock generally vest ratably on 2/23/25, 2/23/26, and 2/23/27 and remain exercisable, subject to continued employment (with certain exceptions) and the terms and conditions of the stock option award agreement. |
| 6 | Derivative | Restricted Stock Units | 2024-02-26 | M | D | 2,131 | $0.00 | 0 | D | $0.00 · — to — | 2,131 Common Stock, Par Value $1.00 | (F6) Each restricted stock unit represented a contingent right to receive one share of common stock and vested on 2/26/2024. |
| 7 | Derivative | Restricted Stock Units | 2024-02-23 | A | A | 1,982 | $0.00 | 1,982 | D | $0.00 · — to — | 1,982 Common Stock Par Value $1.00 | (F5) Award of restricted stock units subject to future vesting on 2/23/2027, subject to continued employment (with certain exceptions) and the terms and conditions of the restricted unit award agreement. Each restricted stock unit represents a contingent right to receive 1 share of common stock, with vested units settled in shares of common stock. Does not include performance stock units granted on 2/23/2024, which vest solely upon achievement of pre-established performance goals over a 3 year performance period. |
| 8 | Derivative | Performance Stock Units | 2024-02-23 | M | D | 4,261 | $0.00 | 0 | D | $0.00 · — to — | 4,261 Common Stock, Par Value $1.00 | (F3) Award of performance stock units that vested on 12/29/2023 following the end of the 3-year performance period and were settled in shares of common stock on 2/23/2024 based on the performance stock unit payout formula. |