Form 4 for PEO ADAMS NATURAL RESOURCES FUND, INC.
Accepted 2022-04-26 00:00:00 ET · period of report 2022-04-21 · accession 0000216851-22-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-04-26 | 2022-04-21 | PEO | ARZAC ENRIQUE R | Dir | A - Grant | $21.96 | +566 | 4,261 | +15% | +$12.4K |
| I | 2022-04-26 | 2022-04-21 | PEO | ARZAC ENRIQUE R | Dir | J - Other | $0.00 | +42.68 | 43.41 | +5,847% | $0 |
| 2022-04-26 | 2022-04-21 | PEO | ARZAC ENRIQUE R | Dir | A - Grant | $0.00 | +43.83 | 7,422 | +0.6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-21 | A | A | 566 | $21.96 | 4,261.41 | I | — | — | (F5) Of these shares, 359 shares accrued as dividend equivalents on 400 restricted stock units, which were granted in 2007 and deferred until retirement on 04/21/2022. Another 207 shares accrued as dividend equivalents on 400 restricted stock units, which were granted in 2013 and deferred until retirement on 04/21/2022. The Issuer's stock average trading price on 04/21/2022 was $21.96. (F6) A fractional share in the amount of 0.02 was issued as part of DSUs (granted in lieu of a 2007 deferred cash retainer) & DE shares earned. An additional fractional share in the amount of 0.26 was issued as part of DSUs (granted in lieu of a 2013 deferred cash retainer) & DE shares earned. The fractional shares were surrendered as non-transferrable to a registered account. (F2) Dr. Arzac's cumulative beneficial ownership reflects the exempt transactions reported herein and also certain changes in direct and indirect ownership balances resulting from transfers among accounts. |
| 2 | Common | Common Stock | 2022-04-21 | J | A | 42.68 | $0.00 | 43.41 | I By Trust | — | — | (F3) This fractional share was acquired in exempt transactions as a result of dividend reinvestment. The Issuer's stock traded in a range of $16.52 - $22.36 during 2022. (F4) By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust. |
| 3 | Common | Common Stock | 2022-04-21 | A | A | 43.83 | $0.00 | 7,421.72 | D By Trust | — | — | (F1) These shares accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.52 - $22.36 during 2022. (F2) Dr. Arzac's cumulative beneficial ownership reflects the exempt transactions reported herein and also certain changes in direct and indirect ownership balances resulting from transfers among accounts. (F4) By the Enrique R. Arzac TTEE The Enrique R. Arzac TR UA DTD 12/28/2012 Trust. |