Form 4 for ARDC Ares Dynamic Credit Allocation Fund, Inc.
Accepted 2026-09-16 11:36:08 ET · period of report 2026-09-14 · accession 0000314984-26-000042 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-16 11:36 | 2026-09-15 | ARDC | THRIVENT FINANCIAL FOR LUTHERANS | 10% | J - Other | $25.00 | -360.0K | 0 | -100% | -$9.00M | |
| 2026-09-16 11:36 | 2026-09-14 | ARDC | THRIVENT FINANCIAL FOR LUTHERANS | 10% | P - Purchase | $25.00 | +240.0K | 240.0K | New | +$6.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Mandatory Redeemable Preferred Shares, Series B | 2026-09-15 | J | D | 360,000 | $25.00 | 0 | D | — | — | (F1) The Series B Mandatory Redeemable Preferred Shares were redeemed by the issuer at a price equal to the principal amount of $25.00 per share. |
| 2 | Common | Mandatory Redeemable Preferred Shares, Series E | 2026-09-14 | P | A | 240,000 | $25.00 | 240,000 | D | — | — |