Form 4 for DE Deere & Company
Accepted 2021-08-12 00:00:00 ET · period of report 2021-08-11 · accession 0000315189-21-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-12 | 2021-08-11 | DE | Reed Cory J | Pres Ag, Turf, Prod, Prec Ag | M - OptEx | $100.55 | +6,188 | 31.6K | +24% | +$622.2K |
| D | 2021-08-12 | 2021-08-11 | DE | Reed Cory J | Pres Ag, Turf, Prod, Prec Ag | S - Sale+OE | $385.00 | -6,188 | 25.5K | -20% | -$2.38M |
| D | 2021-08-12 | 2021-08-11 | DE | Reed Cory J | Pres Ag, Turf, Prod, Prec Ag | M - OptEx | $0.00 | -6,188 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2021-08-11 | M | A | 6,188 | $100.55 | 31,649 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on March 9, 2021. |
| 2 | Common | $1 Par Common Stock | 2021-08-11 | S | D | 6,188 | $385.00 | 25,461 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on March 9, 2021. (F2) Includes 7,957 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| 3 | Derivative | Market Priced Options | 2021-08-11 | M | D | 6,188 | $0.00 | 0 | D | $100.55 · — to 2026-12-14 | 6,188 Common Stock | (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F1) Exercise of Rule 16b-3 options and related sale of shares for the exercise price and taxes pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on March 9, 2021. (F4) The options became exercisable in three approximately equal tranches on December 14, 2017, 2018, and 2019. |