Form 4 for DE Deere & Company
Accepted 2021-12-01 00:00:00 ET · period of report 2021-11-30 · accession 0000315189-21-000030 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-01 | 2021-11-30 | DE | Stone John H | Pres, WW C, F, Pwr Syst | S - Sale+OE | $348.83 | -10.0K | 15.8K | -39% | -$3.50M |
| DM | 2021-12-01 | 2021-11-30 | DE | Stone John H | Pres, WW C, F, Pwr Syst | M - OptEx | $84.90 | +17.8K | 12.7K | New | +$1.51M |
| DM | 2021-12-01 | 2021-11-30 | DE | Stone John H | Pres, WW C, F, Pwr Syst | M - OptEx | $0.00 | -17.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2021-11-30 | S | D | 958 | $348.64 | 11,708 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. |
| 2 | Common | $1 Par Common Stock | 2021-11-30 | M | A | 10,068 | $88.19 | 21,776 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. |
| 3 | Common | $1 Par Common Stock | 2021-11-30 | S | D | 3,118 | $348.34 | 18,449 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. (F2) Includes 3,300 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| 4 | Common | $1 Par Common Stock | 2021-11-30 | M | A | 5,750 | $78.24 | 21,567 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. |
| 5 | Common | $1 Par Common Stock | 2021-11-30 | S | D | 5,959 | $349.11 | 15,817 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. |
| 6 | Common | $1 Par Common Stock | 2021-11-30 | M | A | 2,000 | $87.46 | 12,666 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. |
| 7 | Derivative | Market Priced Options | 2021-11-30 | M | D | 5,750 | $0.00 | 5,981 | D | $79.24 · — to 2015-12-09 | 5,750 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F6) The options became exercisable in three approximately equal tranches on December 9, 2016, 2017, and 2018. |
| 8 | Derivative | Market Priced Options | 2021-11-30 | M | D | 10,068 | $0.00 | 0 | D | $88.19 · — to 2024-12-10 | 10,068 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F5) The options became exercisable in three approximately equal tranches on December 10, 2015, 2016, and 2017. |
| 9 | Derivative | Market Priced Options | 2021-11-30 | M | D | 2,000 | $0.00 | 0 | D | $87.46 · — to 2023-12-11 | 2,000 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares to cover exercise price and tax withholding requirements pursuant to Rule 10(b)5-1 stock option exercise plan adopted August 26, 2021. (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F4) The options became exercisable on December 11, 2016. |