Form 4 for DE Deere & Company
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-07 · accession 0000315189-22-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-08 | 2022-03-07 | DE | Kalathur Rajesh | Pres, CIO, JD Financial | S - Sale+OE | $400.00 | -32.4K | 62.4K | -34% | -$12.96M |
| D | 2022-03-08 | 2022-03-07 | DE | Kalathur Rajesh | Pres, CIO, JD Financial | M - OptEx | $79.24 | +32.4K | 94.8K | +52% | +$2.57M |
| D | 2022-03-08 | 2022-03-07 | DE | Kalathur Rajesh | Pres, CIO, JD Financial | M - OptEx | $0.00 | -32.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2022-03-07 | S | D | 32,391 | $400.00 | 62,359 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021. (F2) Includes 6,450 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| 2 | Common | $1 Par Common Stock | 2022-03-07 | M | A | 32,391 | $79.24 | 94,750 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021. |
| 3 | Derivative | Market Priced Options | 2022-03-07 | M | D | 32,391 | $0.00 | 0 | D | $79.24 · — to 2025-12-09 | 32,391 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to a Rule 10b5-1 stock option exercise plan adopted on June 1, 2021. (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F4) The options became exercisable in three approximately equal installments on December 9, 2016, 2017, and 2018. |