Form 4 for DE Deere & Company
Accepted 2022-03-15 00:00:00 ET · period of report 2022-03-14 · accession 0000315189-22-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-15 | 2022-03-14 | DE | von Pentz Markwart | Pres, Ag, Turf, Sml Ag Turf | M - OptEx | $88.19 | +8,341 | 78.1K | +12% | +$735.6K |
| DM | 2022-03-15 | 2022-03-14 | DE | von Pentz Markwart | Pres, Ag, Turf, Sml Ag Turf | S - Sale+OE | $393.00 | -18.4K | 69.7K | -21% | -$7.22M |
| D | 2022-03-15 | 2022-03-14 | DE | von Pentz Markwart | Pres, Ag, Turf, Sml Ag Turf | M - OptEx | $0.00 | -8,341 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2022-03-14 | M | A | 8,341 | $88.19 | 78,066 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021. |
| 2 | Common | $1 Par Common Stock | 2022-03-14 | S | D | 4,851 | $393.00 | 59,702 | D | — | — | (F2) Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021. (F3) Includes 6,274 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan. |
| 3 | Common | $1 Par Common Stock | 2022-03-14 | S | D | 5,172 | $393.00 | 64,553 | D | — | — | (F2) Sale of shares pursuant to Rule 105-1 option exercise and stock sale plan adopted on December 13, 2021. |
| 4 | Common | $1 Par Common Stock | 2022-03-14 | S | D | 8,341 | $393.00 | 69,725 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021. |
| 5 | Derivative | Market Priced Options | 2022-03-14 | M | D | 8,341 | $0.00 | 0 | D | $88.19 · — to 2024-12-10 | 8,341 Common Stock | (F4) All options include the ability to withhold shares upon the exercise of the options to satisfy income tax obligations. (F1) Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise and stock sale plan adopted on December 13, 2021. (F5) The options became exercisable on December 10, 2017. |