Form 4 for DE Deere & Company
Accepted 2022-05-31 00:00:00 ET · period of report 2022-05-26 · accession 0000315189-22-000015 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-31 | 2022-05-26 | DE | Stone John H | Pres, WW C, F, Pwr Syst | M - OptEx | $217.79 | +6,497 | 24.8K | +36% | +$1.41M |
| DM | 2022-05-31 | 2022-05-26 | DE | Stone John H | Pres, WW C, F, Pwr Syst | S - Sale+OE | $346.39 | -6,497 | 24.5K | -21% | -$2.25M |
| DM | 2022-05-31 | 2022-05-26 | DE | Stone John H | Pres, WW C, F, Pwr Syst | M - OptEx | $0.00 | -6,497 | 1,393 | -82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2022-05-26 | M | A | 2,827 | $169.70 | 23,914 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. |
| 2 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 494 | $348.41 | 21,087 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F12) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.17 to $348.60, inclusive. (F13) Includes 4,266 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| 3 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 100 | $343.10 | 23,686 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. |
| 4 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 710 | $345.00 | 22,976 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F3) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.55 to $345.45, inclusive. |
| 5 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 200 | $345.62 | 22,776 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F4) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $345.67, inclusive. |
| 6 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 970 | $347.19 | 21,806 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F5) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.75 to $347.65, inclusive. |
| 7 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 719 | $348.24 | 21,087 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F6) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.80 to $348.75, inclusive. |
| 8 | Common | $1 Par Common Stock | 2022-05-26 | M | A | 3,670 | $254.83 | 24,757 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. |
| 9 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 128 | $340.97 | 23,786 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F2) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.90 to $341.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 12. |
| 10 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 1,267 | $347.58 | 21,581 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F11) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.16 to $348.13, inclusive. |
| 11 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 500 | $346.55 | 22,848 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F10) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.99 to $346.86, inclusive. |
| 12 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 1,000 | $345.28 | 23,348 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F9) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.86 to $345.57, inclusive. |
| 13 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 200 | $344.19 | 24,348 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F8) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.78 to $344.60, inclusive. |
| 14 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 109 | $341.65 | 24,648 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F7) The sales price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.84 to $341.73, inclusive. |
| 15 | Common | $1 Par Common Stock | 2022-05-26 | S | D | 100 | $341.98 | 24,548 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares. |
| 16 | Derivative | Market Priced Options | 2022-05-26 | M | D | 3,670 | $0.00 | 7,388 | D | $254.83 · — to 2030-12-09 | 3,670 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F14) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F16) The options became exercisable in three approximately equal tranches on December 9, 2021, 2022, and 2023. |
| 17 | Derivative | Market Priced Options | 2022-05-26 | M | D | 2,827 | $0.00 | 1,393 | D | $169.70 · — to 2029-12-11 | 2,827 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares. (F14) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F15) The options became exercisable in three approximately equal tranches on December 11, 2020, 2021, and 2022. |