Form 4 for DE Deere & Company
Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-09 · accession 0000315189-22-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-12 | 2022-09-09 | DE | Howze Marc A | CAO, Group Pres, Life Sol | S - Sale+OE | $373.22 | -4,019 | 17.3K | -19% | -$1.50M |
| D | 2022-09-12 | 2022-09-09 | DE | Howze Marc A | CAO, Group Pres, Life Sol | M - OptEx | $151.95 | +4,019 | 21.3K | +23% | +$610.7K |
| D | 2022-09-12 | 2022-09-09 | DE | Howze Marc A | CAO, Group Pres, Life Sol | M - OptEx | $0.00 | -4,019 | 4,020 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2022-09-09 | S | D | 4,019 | $373.22 | 17,321 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares. (F3) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $373.170 to $373.290, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F4) Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| 2 | Common | $1 Par Common Stock | 2022-09-09 | M | A | 4,019 | $151.95 | 21,340 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares. (F2) 794 shares were transferred pursuant to a domestic relations order in December 2021. |
| 3 | Derivative | Market Priced Options | 2022-09-09 | M | D | 4,019 | $0.00 | 4,020 | D | $151.95 · — to 2027-12-13 | 4,019 Common Stock | (F5) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F6) The options became exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. |