Form 4 for DE Deere & Company
Accepted 2022-11-30 00:00:00 ET · period of report 2022-11-29 · accession 0000315189-22-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-30 | 2022-11-29 | DE | Howze Marc A | Sr Advisor, Office of COB | S - Sale+OE | $442.80 | -10.9K | 17.3K | -39% | -$4.83M |
| DM | 2022-11-30 | 2022-11-29 | DE | Howze Marc A | Sr Advisor, Office of COB | M - OptEx | $149.54 | +10.9K | 21.3K | +105% | +$1.63M |
| DM | 2022-11-30 | 2022-11-29 | DE | Howze Marc A | Sr Advisor, Office of COB | M - OptEx | $0.00 | -10.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2022-11-29 | S | D | 6,890 | $442.77 | 17,321 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares. (F2) Includes 6,649 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| 2 | Common | $1 Par Common Stock | 2022-11-29 | M | A | 6,890 | $148.14 | 24,211 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares. |
| 3 | Common | $1 Par Common Stock | 2022-11-29 | S | D | 4,020 | $442.84 | 17,321 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares. |
| 4 | Common | $1 Par Common Stock | 2022-11-29 | M | A | 4,020 | $151.95 | 21,341 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sale of shares. |
| 5 | Derivative | Market Priced Options | 2022-11-29 | M | D | 6,890 | $0.00 | 0 | D | $148.14 · — to 2028-12-12 | 6,890 Common Stock | (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F5) The options became exercisable in three approximately equal installments on December 12, 2019, 2020, and 2021. |
| 6 | Derivative | Market Priced Options | 2022-11-29 | M | D | 4,020 | $0.00 | 0 | D | $151.95 · — to 2027-12-13 | 4,020 Common Stock | (F3) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F4) The options became exercisable in three approximately equal installments on December 13, 2018, 2019, and 2020. |