Form 4 for DE Deere & Company
Accepted 2023-06-08 00:00:00 ET · period of report 2023-06-07 · accession 0000315189-23-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-08 | 2023-06-07 | DE | von Pentz Markwart | Pres Ag, Turf, Sml Ag | S - Sale+OE | $381.59 | -27.9K | 67.2K | -29% | -$10.66M |
| DM | 2023-06-08 | 2023-06-07 | DE | von Pentz Markwart | Pres Ag, Turf, Sml Ag | M - OptEx | $150.05 | +27.9K | 71.1K | +65% | +$4.19M |
| DM | 2023-06-08 | 2023-06-07 | DE | von Pentz Markwart | Pres Ag, Turf, Sml Ag | M - OptEx | $0.00 | -27.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 4,980 | $381.60 | 62,246 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F9) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.115 to $382.105, inclusive. |
| 2 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 4,406 | $382.53 | 57,840 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F10) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.17 to $383.03, inclusive. |
| 3 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 725 | $383.43 | 57,115 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F11) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.26 to $383.86, inclusive. (F12) Includes 5,203 restricted stock units awarded under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| 4 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 900 | $383.39 | 57,115 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F6) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $383.20 to $383.625, inclusive. |
| 5 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 4,263 | $382.52 | 58,015 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F5) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.08 to $383.07, inclusive. |
| 6 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 4,848 | $381.63 | 62,278 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F4) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.08 to $382.06, inclusive. |
| 7 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 2,870 | $380.61 | 67,126 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F3) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.06 to $381.04. |
| 8 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 1,100 | $379.14 | 69,996 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F2) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 11. |
| 9 | Common | $1 Par Common Stock | 2023-06-07 | M | A | 13,981 | $151.95 | 71,096 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. |
| 10 | Common | $1 Par Common Stock | 2023-06-07 | M | A | 13,952 | $148.14 | 71,067 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. |
| 11 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 1,207 | $379.09 | 69,860 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F7) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.00 to $379.56, inclusive. |
| 12 | Common | $1 Par Common Stock | 2023-06-07 | S | D | 2,634 | $380.58 | 67,226 | D | — | — | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F8) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $381.08, inclusive. |
| 13 | Derivative | Market Priced Options | 2023-06-07 | M | D | 13,981 | $0.00 | 0 | D | $151.95 · — to 2027-12-13 | 13,981 Common Stock | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F13) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F14) The options became exercisable in three approximately equal tranches on December 13, 2018, 2019, and 2020. |
| 14 | Derivative | Market Priced Options | 2023-06-07 | M | D | 13,952 | $0.00 | 0 | D | $148.14 · — to 2028-12-12 | 13,952 Common Stock | (F1) Exercise of Rule 16(b)-3 options and related sales of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on February 23, 2023. (F13) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F15) The options became exercisable in three approximately equal tranches on December 12, 2019, 2020, and 2021. |