Form 4 for DE Deere & Company
Accepted 2023-06-26 00:00:00 ET · period of report 2023-06-22 · accession 0000315189-23-000020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-26 | 2023-06-22 | DE | May John C II | COB, CEO, Dir | M - OptEx | $167.83 | +53.0K | 157.5K | +51% | +$8.89M |
| DM | 2023-06-26 | 2023-06-22 | DE | May John C II | COB, CEO, Dir | S - Sale+OE | $416.02 | -53.0K | 133.0K | -28% | -$22.04M |
| DM | 2023-06-26 | 2023-06-22 | DE | May John C II | COB, CEO, Dir | M - OptEx | $0.00 | -53.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2023-06-22 | M | A | 4,605 | $148.14 | 113,731 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. |
| 2 | Common | $1 Par Common Stock | 2023-06-22 | S | D | 4,605 | $414.83 | 109,126 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. |
| 3 | Common | $1 Par Common Stock | 2023-06-22 | S | D | 500 | $418.21 | 109,126 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. (F5) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.105 to $418.315, inclusive. (F6) Includes 26,871 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations. |
| 4 | Common | $1 Par Common Stock | 2023-06-22 | S | D | 4,439 | $417.60 | 109,626 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. (F4) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.09 to $418.06, inclusive. |
| 5 | Common | $1 Par Common Stock | 2023-06-22 | S | D | 18,933 | $416.43 | 114,065 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. (F3) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $416.00 to 416.995, inclusive. |
| 6 | Common | $1 Par Common Stock | 2023-06-22 | S | D | 24,490 | $415.60 | 132,998 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. (F2) The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $415.00 to $415.995, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U. S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 to 5. |
| 7 | Common | $1 Par Common Stock | 2023-06-22 | M | A | 48,362 | $169.70 | 157,488 | D | — | — | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. |
| 8 | Derivative | Market Priced Options | 2023-06-22 | M | D | 48,362 | $0.00 | 0 | D | $169.70 · — to 2029-12-11 | 48,362 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. (F7) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F8) The options became exercisable in two approximately equal tranches on December 11, 2020 and 2021. |
| 9 | Derivative | Market Priced Options | 2023-06-22 | M | D | 4,605 | $0.00 | 0 | D | $148.14 · 2021-12-12 to 2028-12-12 | 4,605 Common Stock | (F1) Exercise of Rule 16b-3 options and related sales of shares pursuant to Rule 10(b)5-1(c) stock option exercise plan adopted on February 22, 2023. (F7) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. |