Form 4 for DE Deere & Company
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0000315189-23-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-15 | 2023-12-13 | DE | JEPSEN JOSHUA A | SVP, CFO | A - Grant | $0.00 | +2,745 | 6,659 | +70% | $0 |
| D | 2023-12-15 | 2023-12-14 | DE | JEPSEN JOSHUA A | SVP, CFO | F - Tax | $388.42 | -264 | 6,395 | -4% | -$102.5K |
| D | 2023-12-15 | 2023-12-13 | DE | JEPSEN JOSHUA A | SVP, CFO | A - Grant | $0.00 | +10.6K | 10.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $1 Par Common Stock | 2023-12-13 | A | A | 2,745 | $0.00 | 6,659 | D | — | — | (F1) Grant of restricted stock units under the John Deere 2020 Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. |
| 2 | Common | $1 Par Common Stock | 2023-12-14 | F | D | 264 | $388.42 | 6,395 | D | — | — | (F2) Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. (F3) Includes 4,523 restricted stock units granted under the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. |
| 3 | Derivative | Market Priced Options | 2023-12-13 | A | A | 10,554 | $0.00 | 10,554 | D | $377.01 · — to 2033-12-13 | 10,554 Common Stock | (F4) All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. (F5) The options become exercisable in three approximately equal installments on December 13, 2024, 2025, and 2026. |