Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-12-04 00:00:00 ET · period of report 2023-11-30 · accession 0000316709-23-000066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-12-04 | 2023-11-30 | SCHW | Crawford Peter B. | CFO | S - Sale+OE | $60.56 | -4,000 | 41.6K | -9% | -$242.2K |
| D | 2023-12-04 | 2023-11-30 | SCHW | Crawford Peter B. | CFO | M - OptEx | $28.44 | +4,000 | 0 | New | +$113.8K |
| D | 2023-12-04 | 2023-11-30 | SCHW | Crawford Peter B. | CFO | M - OptEx | $0.00 | -4,000 | 11.0K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-30 | S | D | 4,000 | $60.56 | 41,611 | I | — | — | (F1) Reflects the contribution of 4,000 shares received upon exercise of the option to a trust. |
| 2 | Common | Common Stock | 2023-11-30 | M | A | 4,000 | $28.44 | 0 | D by Trust | — | — | (F1) Reflects the contribution of 4,000 shares received upon exercise of the option to a trust. |
| 3 | Derivative | Nonqualified Stock Option (right to buy) | 2023-11-30 | M | D | 4,000 | $0.00 | 10,963 | D | $28.44 · 2015-11-03 to 2024-11-03 | 4,000 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. |