Form 4 for SCHW Charles Schwab Corporation
Accepted 2023-12-19 00:00:00 ET · period of report 2023-12-15 · accession 0000316709-23-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-19 | 2023-12-15 | SCHW | Ellis Stephen A | Dir | M - OptEx | $25.82 | +2,247 | 7,395 | +44% | +$58.0K |
| D | 2023-12-19 | 2023-12-15 | SCHW | Ellis Stephen A | Dir | M - OptEx | $0.00 | -2,247 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | M | A | 2,247 | $25.82 | 7,395 | D | — | — | (F1) Reflects the contribution of 2,247 shares received upon exercise of the option to a trust. |
| 2 | Derivative | Nonqualified Stock Option (right to buy) | 2023-12-15 | M | D | 2,247 | $0.00 | 0 | D | $25.82 · 2014-01-02 to 2024-01-02 | 2,247 Common Stock | (F3) The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately. |