Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-03-26 00:00:00 ET · period of report 2024-03-22 · accession 0000316709-24-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-26 | 2024-03-22 | SCHW | ADAMS JOHN K JR | Dir | M - OptEx | $30.08 | +15.7K | 60.2K | +35% | +$472.3K |
| D | 2024-03-26 | 2024-03-22 | SCHW | ADAMS JOHN K JR | Dir | S - Sale+OE | $72.64 | -15.7K | 44.5K | -26% | -$1.14M |
| DM | 2024-03-26 | 2024-03-22 | SCHW | ADAMS JOHN K JR | Dir | M - OptEx | $0.00 | -15.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-22 | M | A | 7,835 | $31.21 | 52,286 | D | — | — | (F1) Includes 673.8678 shares acquired through dividend reinvestment. |
| 2 | Common | Common Stock | 2024-03-22 | S | D | 15,701 | $72.64 | 44,451 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $72.57 to $72.645. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. (F1) Includes 673.8678 shares acquired through dividend reinvestment. |
| 3 | Common | Common Stock | 2024-03-22 | M | A | 7,866 | $28.96 | 60,152 | D | — | — | (F1) Includes 673.8678 shares acquired through dividend reinvestment. |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2024-03-22 | M | D | 7,866 | $0.00 | 0 | D | $28.96 · — to 2026-05-19 | 7,866 Common Stock | (F4) The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |
| 5 | Derivative | Nonqualified Stock Option (right to buy) | 2024-03-22 | M | D | 7,835 | $0.00 | 0 | D | $31.21 · — to 2025-05-15 | 7,835 Common Stock | (F4) The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. |