Form 4/A for TISI TEAM INC
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-15 · accession 0000318833-21-000171 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-11-22 | 2021-11-15 | TISI | Ball Susan M. | CFO, Former EVP | M - OptEx | $0.00 | +7,373 | 19.6K | +60% | $0 |
| DMA | 2021-11-22 | 2021-11-15 | TISI | Ball Susan M. | CFO, Former EVP | F - Tax | $0.00 | -2,374 | 12.3K | -16% | $0 |
| DMA | 2021-11-22 | 2021-11-15 | TISI | Ball Susan M. | CFO, Former EVP | M - OptEx | $0.00 | -7,373 | 13.4K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 4,655 | $0.00 | 24,297 | D | — | — | (F1) Represents vesting of Restricted Stock Units and conversion to Team Common Stock. (F2) This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes. |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 2,718 | $0.00 | 19,642 | D | — | — | (F1) Represents vesting of Restricted Stock Units and conversion to Team Common Stock. (F2) This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes. |
| 3 | Derivative | Restricted Stock Units | 2021-11-15 | F | D | 875 | $0.00 | 7,186 | D | — · — to 2029-11-15 | 875 Common Stock | (F5) Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock. |
| 4 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 2,718 | $0.00 | 8,061 | D | — · — to 2029-11-15 | 2,718 Common Stock | (F3) Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. (F6) Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |
| 5 | Derivative | Restricted Stock Units | 2021-11-15 | F | D | 1,499 | $0.00 | 12,308 | D | — · — to 2030-11-15 | 1,499 Common Stock | (F5) Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock. |
| 6 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 4,655 | $0.00 | 13,425 | D | — · — to 2030-11-15 | 4,655 Common Stock | (F3) Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. (F4) Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |