Form 4/A for TISI TEAM INC
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-15 · accession 0000318833-21-000173 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2021-11-22 | 2021-11-15 | TISI | Gatti Amerino | COB, CEO, Dir | M - OptEx | $0.00 | +29.4K | 138.4K | +27% | $0 |
| DMA | 2021-11-22 | 2021-11-15 | TISI | Gatti Amerino | COB, CEO, Dir | F - Tax | $0.00 | -9,462 | 24.6K | -28% | $0 |
| DMA | 2021-11-22 | 2021-11-15 | TISI | Gatti Amerino | COB, CEO, Dir | M - OptEx | $0.00 | -29.4K | 6,905 | -81% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | M | A | 9,286 | $0.00 | 122,530 | D | — | — | (F1) Represents vesting of Restricted Stock Units and conversion to Team Common Stock. (F2) This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes. |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 4,200 | $0.00 | 113,244 | D | — | — | (F1) Represents vesting of Restricted Stock Units and conversion to Team Common Stock. (F2) This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes. |
| 3 | Common | Common Stock | 2021-11-15 | M | A | 15,906 | $0.00 | 138,436 | D | — | — | (F1) Represents vesting of Restricted Stock Units and conversion to Team Common Stock. (F2) This Form 4/A is filed to adjust the number of shares vested as a result of a correction in the number of Stock Units withheld for income taxes. |
| 4 | Derivative | Restricted Stock Units | 2021-11-15 | F | D | 1,352 | $0.00 | 5,553 | D | — · — to 2028-11-15 | 1,352 Common Stock | (F5) Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock. |
| 5 | Derivative | Restricted Stock Units | 2021-11-15 | F | D | 5,120 | $0.00 | 42,051 | D | — · — to 2030-11-15 | 5,120 Common Stock | (F5) Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock. |
| 6 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 15,906 | $0.00 | 47,171 | D | — · — to 2030-11-15 | 15,906 Common Stock | (F3) Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. (F7) Stock Units vest one-third on 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |
| 7 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 9,286 | $0.00 | 27,541 | D | — · — to 2029-11-15 | 9,286 Common Stock | (F3) Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. (F6) Stock Units vest 25% on 11/15/2020, 11/15/2021, 11/15/2022 and 11/15/2023, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |
| 8 | Derivative | Restricted Stock Units | 2021-11-15 | F | D | 2,990 | $0.00 | 24,551 | D | — · — to 2029-11-15 | 2,990 Common Stock | (F5) Represents the corrected number of Stock Units withheld for income taxes prior to settlement in Common Stock. |
| 9 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 4,200 | $0.00 | 6,905 | D | — · — to 2028-11-15 | 4,200 Common Stock | (F3) Stock Units convert on a 1-for-1 basis into shares of Team Common Stock. (F4) Stock Units vest 25% on 11/15/2019, 11/15/2020, 11/15/2021 and 11/15/2022, unless earlier terminated in accordance with the Plan. Stock Units will automatically be converted into shares of Common Stock in accordance with the respective vesting schedule. |