Form 4 for AAPL Apple Inc.
Accepted 2022-04-19 18:30:44 ET · period of report 2022-04-15 · accession 0000320193-22-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-19 18:30 | 2022-04-15 | AAPL | KONDO CHRIS | Principal Accounting Off | M - OptEx | — | +13.1K | 50.5K | +35% | — |
| D | 2022-04-19 18:30 | 2022-04-15 | AAPL | KONDO CHRIS | Principal Accounting Off | F - Tax | $165.29 | -5,537 | 44.9K | -11% | -$915.2K |
| DM | 2022-04-19 18:30 | 2022-04-15 | AAPL | KONDO CHRIS | Principal Accounting Off | M - OptEx | — | -13.1K | 13.4K | -50% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-15 | M | A | 13,146 | — | 50,458 | D | — | — | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F2) The number of securities reported reflects the acquisition on January 31, 2022 of 115 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022. |
| 2 | Common | Common Stock | 2022-04-15 | F | D | 5,537 | $165.29 | 44,921 | D | — | — | (F3) Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. No shares were sold. |
| 3 | Derivative | Restricted Stock Unit | 2022-04-15 | M | D | 4,432 | — | 4,428 | D | — · — to — | 4,432 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F4) This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. (F4) This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2022-04-15 | M | D | 4,572 | — | 13,708 | D | — · — to — | 4,572 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F5) This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. (F5) This award was granted on September 29, 2019. 12.5% of the award vested on April 15, 2020 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2023, assuming continued employment through the applicable vesting date. |
| 5 | Derivative | Restricted Stock Unit | 2022-04-15 | M | D | 2,227 | — | 11,132 | D | — · — to — | 2,227 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F6) This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date. (F6) This award was granted on September 27, 2020. 12.5% of the award vested on April 15, 2021 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2024, assuming continued employment through the applicable vesting date. |
| 6 | Derivative | Restricted Stock Unit | 2022-04-15 | M | D | 1,915 | — | 13,400 | D | — · — to — | 1,915 Common Stock | (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F1) Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date. (F7) This award was granted on September 26, 2021. 12.5% of the award vested on April 15, 2022 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2025, assuming continued employment through the applicable vesting date. (F7) This award was granted on September 26, 2021. 12.5% of the award vested on April 15, 2022 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2025, assuming continued employment through the applicable vesting date. |