Form 4 for AAPL Apple Inc.
Accepted 2023-04-04 18:31:55 ET · period of report 2023-04-01 · accession 0000320193-23-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2023-04-04 18:31 | 2023-04-01 | AAPL | COOK TIMOTHY D | CEO, Dir | M - OptEx | — | +111.3K | 3.39M | +3% | — |
| DT | 2023-04-04 18:31 | 2023-04-01 | AAPL | COOK TIMOTHY D | CEO, Dir | F - Tax | $164.90 | -55.3K | 3.34M | -2% | -$9.11M |
| DMT | 2023-04-04 18:31 | 2023-04-03 | AAPL | COOK TIMOTHY D | CEO, Dir | S - Sale+OE | $165.17 | -56.1K | 3.28M | -2% | -$9.26M |
| DT | 2023-04-04 18:31 | 2023-04-01 | AAPL | COOK TIMOTHY D | CEO, Dir | M - OptEx | — | -111.3K | 222.7K | -33% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-01 | M | A | 111,329 | — | 3,391,381 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F2) The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022 and on January 31, 2023 of 154 shares of Apple Inc.'s common stock for the ESPP purchase period of August 1, 2022 through January 31, 2023. (F3) These shares are held through Mr. Cook's trust. |
| 2 | Common | Common Stock | 2023-04-01 | F | D | 55,257 | $164.90 | 3,336,124 | D | — | — | (F4) Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. (F3) These shares are held through Mr. Cook's trust. |
| 3 | Common | Common Stock | 2023-04-03 | S | D | 26,623 | $164.67 | 3,309,501 | D | — | — | (F5) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. (F6) This transaction was executed in multiple trades at prices ranging from $164.27 to $164.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. (F3) These shares are held through Mr. Cook's trust. |
| 4 | Common | Common Stock | 2023-04-03 | S | D | 29,449 | $165.62 | 3,280,052 | D | — | — | (F5) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. (F7) This transaction was executed in multiple trades at prices ranging from $165.41 to $165.845; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. (F3) These shares are held through Mr. Cook's trust. |
| 5 | Derivative | Restricted Stock Unit | 2023-04-01 | M | D | 111,329 | — | 222,658 | D | — · — to — | 111,329 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F8) This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award vested on April 1, 2023 and 111,329 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. (F8) This award was granted on September 27, 2020. 111,329 restricted stock units subject to the award vested on April 1, 2023 and 111,329 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date. |