Form 4 for AAPL Apple Inc.
Accepted 2023-08-08 18:30:28 ET · period of report 2023-08-05 · accession 0000320193-23-000079 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2023-08-08 18:30 | 2023-08-05 | AAPL | O'BRIEN DEIRDRE | SVP | M - OptEx | — | +31.9K | 168.3K | +23% | — |
| DT | 2023-08-08 18:30 | 2023-08-05 | AAPL | O'BRIEN DEIRDRE | SVP | F - Tax | $181.99 | -16.5K | 151.9K | -10% | -$3.00M |
| DT | 2023-08-08 18:30 | 2023-08-07 | AAPL | O'BRIEN DEIRDRE | SVP | S - Sale+OE | $178.56 | -15.4K | 136.4K | -10% | -$2.75M |
| DT | 2023-08-08 18:30 | 2023-08-05 | AAPL | O'BRIEN DEIRDRE | SVP | M - OptEx | — | -31.9K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-08-05 | M | A | 31,896 | — | 168,341 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F2) The number of securities reported reflects the acquisition on July 31, 2023 of 1 share of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023. |
| 2 | Common | Common Stock | 2023-08-05 | F | D | 16,477 | $181.99 | 151,864 | D | — | — | (F3) Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. |
| 3 | Common | Common Stock | 2023-08-07 | S | D | 15,419 | $178.56 | 136,445 | D | — | — | (F4) This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021. (F5) This transaction was executed in multiple trades at prices ranging from $178.08 to $179.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. |
| 4 | Derivative | Restricted Stock Unit | 2023-08-05 | M | D | 31,896 | — | 0 | D | — · — to — | 31,896 Common Stock | (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F1) Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. (F6) This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021, August 5, 2022 and August 5, 2023. (F6) This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021, August 5, 2022 and August 5, 2023. |