Form 4 for AN AUTONATION, INC.
Accepted 2021-08-06 00:00:00 ET · period of report 2021-08-04 · accession 0000350698-21-000132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-06 | 2021-08-04+ | AN | JACKSON MICHAEL J | CEO, Dir | M - OptEx | $58.08 | +47.7K | 131.9K | +57% | +$2.77M |
| DM | 2021-08-06 | 2021-08-04+ | AN | JACKSON MICHAEL J | CEO, Dir | S - Sale+OE | $117.39 | -47.7K | 120.7K | -28% | -$5.60M |
| DM | 2021-08-06 | 2021-08-04+ | AN | JACKSON MICHAEL J | CEO, Dir | M - OptEx | $0.00 | -47.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-08-04 | M | A | 31,156 | $58.08 | 146,441 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-08-04 | S | D | 5,400 | $117.05 | 115,285 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $117 to $117.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-08-05 | M | A | 16,576 | $58.08 | 131,861 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2021-08-05 | S | D | 16,576 | $117.21 | 115,285 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $117 to $117.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Common | Common Stock, par value $0.01 per share | 2021-08-04 | S | D | 25,756 | $117.58 | 120,685 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $117.13 to $118.1050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2021-08-04 | M | D | 31,156 | $0.00 | 16,576 | D | $58.08 · — to 2025-03-02 | 31,156 Common Stock, par value $0.01 per share | (F4) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-05 | M | D | 16,576 | $0.00 | 0 | D | $58.08 · — to 2025-03-02 | 16,576 Common Stock, par value $0.01 per share | (F4) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. |