Form 4 for AN AUTONATION, INC.
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-22 · accession 0000350698-21-000151 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-26 | 2021-10-22 | AN | BURDICK RICK L | Dir | M - OptEx | $46.43 | +20.0K | 78.0K | +34% | +$928.6K |
| DM | 2021-10-26 | 2021-10-22 | AN | BURDICK RICK L | Dir | S - Sale+OE | $130.75 | -20.0K | 77.4K | -21% | -$2.62M |
| DM | 2021-10-26 | 2021-10-22 | AN | BURDICK RICK L | Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | M | A | 5,000 | $43.45 | 63,037 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | M | A | 5,000 | $46.22 | 68,037 | D | — | — | |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | M | A | 5,000 | $47.25 | 73,037 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | M | A | 5,000 | $48.80 | 78,037 | D | — | — | |
| 5 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 3,300 | $132.52 | 58,037 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $132.07 to $132.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 400 | $128.25 | 76,987 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $127.66 to $128.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 7 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 2,679 | $129.41 | 74,308 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $128.75 to $129.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 8 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 8,214 | $130.63 | 66,094 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $129.97 to $130.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 9 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 4,757 | $131.21 | 61,337 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $130.97 to $131.945. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 10 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 650 | $127.06 | 77,387 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $126.58 to $127.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 11 | Derivative | Stock Option (right to buy) | 2021-10-22 | M | D | 5,000 | $0.00 | 0 | D | $47.25 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F7) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 12 | Derivative | Stock Option (right to buy) | 2021-10-22 | M | D | 5,000 | $0.00 | 0 | D | $43.45 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F7) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 13 | Derivative | Stock Option (right to buy) | 2021-10-22 | M | D | 5,000 | $0.00 | 0 | D | $48.80 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F7) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 14 | Derivative | Stock Option (right to buy) | 2021-10-22 | M | D | 5,000 | $0.00 | 0 | D | $46.22 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F7) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |