Form 4 for AN AUTONATION, INC.
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-22 · accession 0000350698-21-000152 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-26 | 2021-10-22+ | AN | JACKSON MICHAEL J | CEO, Dir | M - OptEx | $62.77 | +95.5K | 163.0K | +141% | +$5.99M |
| DM | 2021-10-26 | 2021-10-22+ | AN | JACKSON MICHAEL J | CEO, Dir | S - Sale+OE | $131.35 | -95.5K | 115.3K | -45% | -$12.54M |
| DM | 2021-10-26 | 2021-10-22+ | AN | JACKSON MICHAEL J | CEO, Dir | M - OptEx | $0.00 | -95.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | M | A | 47,731 | $62.60 | 163,016 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 11,104 | $130.56 | 151,912 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $129.82 to $130.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 34,627 | $131.29 | 117,285 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $130.805 to $131.775. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Common Stock, par value $0.01 per share | 2021-10-25 | S | D | 2,489 | $132.20 | 115,285 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $132.01 to $132.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Common | Common Stock, par value $0.01 per share | 2021-10-25 | M | A | 47,732 | $62.93 | 163,017 | D | — | — | |
| 6 | Common | Common Stock, par value $0.01 per share | 2021-10-25 | S | D | 45,243 | $131.52 | 117,774 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $131.02 to $131.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 7 | Common | Common Stock, par value $0.01 per share | 2021-10-22 | S | D | 2,000 | $131.99 | 115,285 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $131.835 to $132.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2021-10-22 | M | D | 47,731 | $0.00 | 0 | D | $62.60 · — to 2025-03-02 | 47,731 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2021-10-25 | M | D | 47,732 | $0.00 | 0 | D | $62.93 · — to 2025-03-02 | 47,732 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2015. |