Form 4 for AN AUTONATION, INC.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000350698-22-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-03-01 | AN | BENDER JAMES R | Pres, COO | M - OptEx | — | +17.0K | 34.8K | +95% | — |
| D | 2022-03-03 | 2022-03-01 | AN | BENDER JAMES R | Pres, COO | F - Tax | $112.86 | -6,700 | 28.1K | -19% | -$756.2K |
| DM | 2022-03-03 | 2022-03-01 | AN | BENDER JAMES R | Pres, COO | M - OptEx | $0.00 | -17.0K | 13.1K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 4,921 | — | 29,120 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 1,298 | — | 30,418 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | F | D | 6,700 | $112.86 | 28,090 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 5,254 | — | 24,199 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 1,144 | — | 18,945 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 6 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 4,372 | — | 34,790 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 1,298 | $0.00 | 2,596 | D | — · — to — | 1,298 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F5) The reporting person received a grant of 5,191 restricted stock units on July 20, 2020. The restricted stock units vest in 25% annual increments on each of July 20, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 8 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 4,921 | $0.00 | 9,842 | D | — · — to — | 4,921 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F4) The reporting person received a grant of 19,683 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 9 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 5,254 | $0.00 | 5,255 | D | — · — to — | 5,254 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F3) The reporting person received a grant of 21,018 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 10 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 1,144 | $0.00 | 0 | D | — · — to — | 1,144 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F2) The reporting person received a grant of 4,576 restricted stock units on March 1, 2018. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 11 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 4,372 | $0.00 | 13,119 | D | — · — to — | 4,372 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F6) The reporting person received a grant of 17,491 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |