Form 4 for AN AUTONATION, INC.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000350698-22-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | AN | Cade Christopher | SVP, CAO | F - Tax | $112.86 | -5,442 | 8,627 | -39% | -$614.2K |
| DM | 2022-03-03 | 2022-03-01 | AN | Cade Christopher | SVP, CAO | M - OptEx | — | +14.1K | 2,034 | New | — |
| D | 2022-03-03 | 2022-03-01 | AN | Cade Christopher | SVP, CAO | A - Grant | $0.00 | +4,430 | 4,430 | New | $0 |
| DM | 2022-03-03 | 2022-03-01 | AN | Cade Christopher | SVP, CAO | M - OptEx | $0.00 | -14.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | F | D | 5,442 | $112.86 | 8,627 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 1,639 | — | 14,069 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 3,975 | — | 12,430 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 2,839 | — | 8,455 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 3,582 | — | 5,616 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 6 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 2,034 | — | 2,034 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Units | 2022-03-01 | A | A | 4,430 | $0.00 | 4,430 | D | — · — to — | 4,430 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F7) The restricted stock units were granted on March 1, 2022 and will vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |
| 8 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 1,639 | $0.00 | 4,920 | D | — · — to — | 1,639 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F6) The reporting person received a grant of 6,559 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 9 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 2,839 | $0.00 | 5,678 | D | — · — to — | 2,839 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F4) The reporting person received a grant of 11,355 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 10 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 3,582 | $0.00 | 3,583 | D | — · — to — | 3,582 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F3) The reporting person received a grant of 14,330 restricted stock units on March 1, 2019. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 11 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 2,034 | $0.00 | 0 | D | — · — to — | 2,034 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F2) The reporting person received a grant of 8,136 restricted stock units on March 1, 2018. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2018. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 12 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 3,975 | $0.00 | 0 | D | — · — to — | 3,975 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F5) The reporting person received a grant of 7,949 restricted stock units on March 2, 2020. The restricted stock units vested in 50% annual increments on March 2, 2021 and March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |