Form 4 for AN AUTONATION, INC.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000350698-22-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | AN | Lower Joseph T | EVP, CFO | F - Tax | $112.86 | -9,604 | 29.1K | -25% | -$1.08M |
| DM | 2022-03-03 | 2022-03-01 | AN | Lower Joseph T | EVP, CFO | M - OptEx | — | +24.4K | 34.6K | +239% | — |
| DM | 2022-03-03 | 2022-03-01 | AN | Lower Joseph T | EVP, CFO | M - OptEx | $0.00 | -24.4K | 13.6K | -64% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | F | D | 9,604 | $112.86 | 29,149 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 4,154 | — | 38,753 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 13,435 | — | 27,785 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-03-01 | M | A | 6,814 | — | 34,599 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 5 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 4,154 | $0.00 | 12,462 | D | — · — to — | 4,154 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F4) The reporting person received a grant of 16,616 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 6 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 13,435 | $0.00 | 13,435 | D | — · — to — | 13,435 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F2) The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vest in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 7 | Derivative | Restricted Stock Units | 2022-03-01 | M | D | 6,814 | $0.00 | 13,627 | D | — · — to — | 6,814 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F3) The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |