Form 4 for AN AUTONATION, INC.
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0000350698-22-000144 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-03 | 2022-11-01 | AN | Lower Joseph T | EVP, CFO | M - OptEx | — | +6,028 | 35.2K | +21% | — |
| D | 2022-11-03 | 2022-11-01 | AN | Lower Joseph T | EVP, CFO | F - Tax | $111.75 | -2,373 | 32.8K | -7% | -$265.2K |
| D | 2022-11-03 | 2022-11-01 | AN | Lower Joseph T | EVP, CFO | M - OptEx | $0.00 | -6,028 | 6,028 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-11-01 | M | A | 6,028 | — | 35,177 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-11-01 | F | D | 2,373 | $111.75 | 32,804 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-11-01 | M | D | 6,028 | $0.00 | 6,028 | D | — · — to — | 6,028 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F2) The reporting person received a grant of 12,056 restricted stock units on November 1, 2021. The restricted stock units vest in 50% annual increments on each of the first two anniversaries of November 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |