Form 4 for AN AUTONATION, INC.
Accepted 2023-03-02 00:00:00 ET · period of report 2023-02-28 · accession 0000350698-23-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-02 | 2023-02-28+ | AN | EDELSON DAVID B | Dir | M - OptEx | $46.43 | +20.0K | 66.0K | +43% | +$928.6K |
| DM | 2023-03-02 | 2023-02-28+ | AN | EDELSON DAVID B | Dir | S - Sale+OE | $137.94 | -20.0K | 57.1K | -26% | -$2.76M |
| DM | 2023-03-02 | 2023-02-28+ | AN | EDELSON DAVID B | Dir | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 5,000 | $48.80 | 71,031 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | S | D | 800 | $135.18 | 70,231 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $134.65 to $135.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | S | D | 6,865 | $136.48 | 63,366 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $135.86 to $136.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | S | D | 6,032 | $137.40 | 57,334 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $136.86 to $137.765. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | S | D | 200 | $137.86 | 57,134 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $137.835 to $137.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 6 | Common | Common Stock, par value $0.01 per share | 2023-02-28 | M | A | 5,000 | $43.45 | 62,134 | D | — | — | |
| 7 | Common | Common Stock, par value $0.01 per share | 2023-02-28 | M | A | 1,103 | $46.22 | 63,237 | D | — | — | |
| 8 | Common | Common Stock, par value $0.01 per share | 2023-02-28 | S | D | 6,103 | $140.47 | 57,134 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $140 to $140.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 9 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 3,897 | $46.22 | 61,031 | D | — | — | |
| 10 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 5,000 | $47.25 | 66,031 | D | — | — | |
| 11 | Derivative | Stock Option (right to buy) | 2023-03-01 | M | D | 5,000 | $0.00 | 0 | D | $48.80 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 12 | Derivative | Stock Option (right to buy) | 2023-02-28 | M | D | 1,103 | $0.00 | 3,897 | D | $46.22 · — to 2023-03-01 | 1,103 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 13 | Derivative | Stock Option (right to buy) | 2023-02-28 | M | D | 5,000 | $0.00 | 0 | D | $43.45 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 14 | Derivative | Stock Option (right to buy) | 2023-03-01 | M | D | 3,897 | $0.00 | 0 | D | $46.22 · — to 2023-03-01 | 3,897 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |
| 15 | Derivative | Stock Option (right to buy) | 2023-03-01 | M | D | 5,000 | $0.00 | 0 | D | $47.25 · — to 2023-03-01 | 5,000 Common Stock, par value $0.01 per share | (F6) The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2013. |