Form 4 for AN AUTONATION, INC.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000350698-23-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-03 | 2023-03-01 | AN | DEES KIMBERLY | SVP, CAO | F - Tax | $137.24 | -1,355 | 2,094 | -39% | -$186.0K |
| DM | 2023-03-03 | 2023-03-01 | AN | DEES KIMBERLY | SVP, CAO | M - OptEx | — | +3,438 | 2,419 | New | — |
| DM | 2023-03-03 | 2023-03-01 | AN | DEES KIMBERLY | SVP, CAO | M - OptEx | $0.00 | -3,438 | 0 | -100% | $0 |
| D | 2023-03-03 | 2023-03-01 | AN | DEES KIMBERLY | SVP, CAO | A - Grant | $0.00 | +1,166 | 1,166 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | F | D | 1,355 | $137.24 | 2,094 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 415 | — | 3,449 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 615 | — | 3,034 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 1,344 | — | 1,355 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 1,064 | — | 2,419 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 6 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 1,064 | $0.00 | 1,065 | D | — · — to — | 1,064 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F3) The reporting person received a grant of 4,258 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 7 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 615 | $0.00 | 1,230 | D | — · — to — | 615 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F4) The reporting person received a grant of 2,459 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 8 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 415 | $0.00 | 1,246 | D | — · — to — | 415 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F5) The reporting person received a grant of 1,661 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 9 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 1,344 | $0.00 | 0 | D | — · — to — | 1,344 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F2) The reporting person received a grant of 5,374 restricted stock units on March 1, 2019. The restricted stock units vested in 25% annual increments on each of the first four anniversaries of March 1, 2019. Each restricted stock unit represented a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 10 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 1,166 | $0.00 | 1,166 | D | — · — to — | 1,166 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F6) The restricted stock units were granted on March 1, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |