Form 4 for AN AUTONATION, INC.
Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-01 · accession 0000350698-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-03 | 2023-03-01 | AN | Lower Joseph T | EVP, CFO | M - OptEx | — | +27.4K | 43.9K | +165% | — |
| D | 2023-03-03 | 2023-03-01 | AN | Lower Joseph T | EVP, CFO | F - Tax | $137.24 | -10.8K | 36.1K | -23% | -$1.48M |
| DM | 2023-03-03 | 2023-03-01 | AN | Lower Joseph T | EVP, CFO | M - OptEx | $0.00 | -27.4K | 8,861 | -76% | $0 |
| D | 2023-03-03 | 2023-03-01 | AN | Lower Joseph T | EVP, CFO | A - Grant | $0.00 | +5,830 | 5,830 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 13,435 | — | 32,921 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 2 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 6,813 | — | 39,734 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 3 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | F | D | 10,766 | $137.24 | 36,075 | D | — | — | |
| 4 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 2,953 | — | 46,841 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 5 | Common | Common Stock, par value $0.01 per share | 2023-03-01 | M | A | 4,154 | — | 43,888 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 6 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 6,813 | $0.00 | 6,814 | D | — · — to — | 6,813 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F3) The reporting person received a grant of 27,254 restricted stock units on March 2, 2020. The restricted stock units vest in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 7 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 13,435 | $0.00 | 0 | D | — · — to — | 13,435 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F2) The reporting person received a grant of 40,305 restricted stock units on January 13, 2020. The restricted stock units vested in one-third annual increments on each of March 1, 2021, March 1, 2022 and March 1, 2023. Each restricted stock unit represented a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 8 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 4,154 | $0.00 | 8,308 | D | — · — to — | 4,154 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F4) The reporting person received a grant of 16,616 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 9 | Derivative | Restricted Stock Units | 2023-03-01 | M | D | 2,953 | $0.00 | 8,861 | D | — · — to — | 2,953 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F5) The reporting person received a grant of 11,814 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. |
| 10 | Derivative | Restricted Stock Units | 2023-03-01 | A | A | 5,830 | $0.00 | 5,830 | D | — · — to — | 5,830 Common Stock, par value $0.01 per share | (F1) Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof. (F6) The restricted stock units were granted on March 1, 2023 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |