Form 4 for AN AUTONATION, INC.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0000350698-24-000036 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-05 | 2024-03-01 | AN | DEES KIMBERLY | SVP, CAO | M - OptEx | — | +2,484 | 4,578 | +119% | — |
| D | 2024-03-05 | 2024-03-04 | AN | DEES KIMBERLY | SVP, CAO | S - Sale+OE | $152.28 | -3,133 | 464 | -87% | -$477.1K |
| D | 2024-03-05 | 2024-03-01 | AN | DEES KIMBERLY | SVP, CAO | F - Tax | $151.98 | -981 | 3,597 | -21% | -$149.1K |
| DM | 2024-03-05 | 2024-03-01 | AN | DEES KIMBERLY | SVP, CAO | M - OptEx | $0.00 | -2,484 | 615 | -80% | $0 |
| D | 2024-03-05 | 2024-03-01 | AN | DEES KIMBERLY | SVP, CAO | A - Grant | $0.00 | +1,052 | 1,052 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 415 | — | 4,189 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-03-04 | S | D | 3,133 | $152.28 | 464 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $152.23 to $152.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 1,065 | — | 3,159 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 615 | — | 3,774 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 389 | — | 4,578 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 6 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | F | D | 981 | $151.98 | 3,597 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 1,065 | $0.00 | 0 | D | — · — to — | 1,065 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F3) The reporting person received a grant of 4,258 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. |
| 8 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 389 | $0.00 | 777 | D | — · — to — | 389 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F6) The reporting person received a grant of 1,166 restricted stock units on March 1, 2023. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |
| 9 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 415 | $0.00 | 831 | D | — · — to — | 415 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F5) The reporting person received a grant of 1,661 restricted stock units on March 1, 2022. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof. |
| 10 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 615 | $0.00 | 615 | D | — · — to — | 615 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F4) The reporting person received a grant of 2,459 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof. |
| 11 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 1,052 | $0.00 | 1,052 | D | — · — to — | 1,052 Common Stock, par value $0.01 per share | (F7) The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |