Form 4 for AN AUTONATION, INC.
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0000350698-24-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | AN | ESPARZA LISA | EVP, Chief HR Off | M - OptEx | — | +923 | 923 | New | — |
| D | 2024-03-05 | 2024-03-01 | AN | ESPARZA LISA | EVP, Chief HR Off | F - Tax | $151.98 | -358 | 565 | -39% | -$54.4K |
| D | 2024-03-05 | 2024-03-01 | AN | ESPARZA LISA | EVP, Chief HR Off | M - OptEx | $0.00 | -923 | 1,846 | -33% | $0 |
| D | 2024-03-05 | 2024-03-01 | AN | ESPARZA LISA | EVP, Chief HR Off | A - Grant | $0.00 | +2,500 | 2,500 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 923 | — | 923 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | F | D | 358 | $151.98 | 565 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 923 | $0.00 | 1,846 | D | — · — to — | 923 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F2) The reporting person received a grant of 2,769 restricted stock units on March 1, 2023. The restricted stock units will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |
| 4 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 2,500 | $0.00 | 2,500 | D | — · — to — | 2,500 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F3) The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |