Form 4 for AN AUTONATION, INC.
Accepted 2024-03-05 00:00:00 ET · period of report 2023-12-11 · accession 0000350698-24-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | AN | Koehler David L | COO, Non-Franchised Business | F - Tax | $151.98 | -1,771 | 8,556 | -17% | -$269.2K |
| DM | 2024-03-05 | 2024-03-01 | AN | Koehler David L | COO, Non-Franchised Business | M - OptEx | — | +4,782 | 10.3K | +86% | — |
| DM | 2024-03-05 | 2024-03-01 | AN | Koehler David L | COO, Non-Franchised Business | M - OptEx | $0.00 | -4,782 | 984 | -83% | $0 |
| D | 2024-03-05 | 2024-03-01 | AN | Koehler David L | COO, Non-Franchised Business | A - Grant | $0.00 | +2,631 | 2,631 | New | $0 |
| DM | 2024-03-05 | 2023-12-11 | AN | Koehler David L | COO, Non-Franchised Business | F - Tax | $136.26 | -352 | 1,777 | -17% | -$48.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | F | D | 1,771 | $151.98 | 8,556 | D | — | — | |
| 2 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 1,777 | — | 7,322 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 3 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 1,232 | — | 8,554 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 4 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 910 | — | 9,464 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 5 | Common | Common Stock, par value $0.01 per share | 2024-03-01 | M | A | 863 | — | 10,327 | D | — | — | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. |
| 6 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 1,777 | $0.00 | 0 | D | — · — to — | 1,777 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F2) The reporting person received a grant of 7,381 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. |
| 7 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 1,232 | $0.00 | 1,333 | D | — · — to — | 1,232 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F4) The reporting person received a grant of 5,329 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof. |
| 8 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 863 | $0.00 | 1,943 | D | — · — to — | 863 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F6) The reporting person received a grant of 2,915 restricted stock units on March 1, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |
| 9 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 2,631 | $0.00 | 2,631 | D | — · — to — | 2,631 Common Stock, par value $0.01 per share | (F7) The restricted stock units were granted on March 1, 2024 and will vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |
| 10 | Derivative | Restricted Stock Units | 2023-12-11 | F | D | 109 | $136.26 | 2,806 | D | — · — to — | 109 Common Stock, par value $0.01 per share | (F6) The reporting person received a grant of 2,915 restricted stock units on March 1, 2023. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof. |
| 11 | Derivative | Restricted Stock Units | 2023-12-11 | F | D | 74 | $136.26 | 1,894 | D | — · — to — | 74 Common Stock, par value $0.01 per share | (F5) The reporting person received a grant of 2,953 restricted stock units on March 8, 2022. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof. |
| 12 | Derivative | Restricted Stock Units | 2023-12-11 | F | D | 100 | $136.26 | 2,565 | D | — · — to — | 100 Common Stock, par value $0.01 per share | (F4) The reporting person received a grant of 5,329 restricted stock units on March 1, 2021. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof. |
| 13 | Derivative | Restricted Stock Units | 2023-12-11 | F | D | 69 | $136.26 | 1,777 | D | — · — to — | 69 Common Stock, par value $0.01 per share | (F2) The reporting person received a grant of 7,381 restricted stock units on March 2, 2020. The restricted stock units vested in 25% annual increments on each of March 2, 2021, March 1, 2022, March 1, 2023 and March 1, 2024. |
| 14 | Derivative | Restricted Stock Units | 2024-03-01 | M | D | 910 | $0.00 | 984 | D | — · — to — | 910 Common Stock, par value $0.01 per share | (F1) The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis. (F5) The reporting person received a grant of 2,953 restricted stock units on March 8, 2022. The restricted stock units vest in one-third annual increments on each of the first three anniversaries of the grant date. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock, or at the registrant's election, the cash value thereof. |