Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0000350894-21-000070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-02 | 2021-11-30 | SEIC | Barr Kevin | EVP | S - Sale+OE | $59.63 | -40.0K | 144.7K | -22% | -$2.39M |
| D | 2021-12-02 | 2021-11-30 | SEIC | Barr Kevin | EVP | M - OptEx | $15.77 | +40.0K | 184.7K | +28% | +$630.8K |
| D | 2021-12-02 | 2021-11-30 | SEIC | Barr Kevin | EVP | M - OptEx | $15.77 | +40.0K | 0 | New | +$630.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2021-11-30 | S | D | 40,000 | $59.63 | 144,741 | D | — | — | |
| 2 | Common | COMMON STOCK ( RIGHT TO PURCHASE) | 2021-11-30 | M | A | 40,000 | $15.77 | 184,741 | D | — | — | (F1) The total number of shares includes purchases through ESPP. |
| 3 | Derivative | COMMON STOCK ( RIGHT TO PURCHASE) | 2021-11-30 | M | A | 40,000 | $15.77 | 0 | D | $15.77 · 2017-12-13 to 2021-12-13 | 40,000 COMMON STOCK (RIGHT TO PURCHASE) |