Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2023-12-04 00:00:00 ET · period of report 2023-12-01 · accession 0000350894-23-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-04 | 2023-12-01 | SEIC | ROMEO CARMEN | Dir | S - Sale+OE | $59.00 | -5,000 | 1.59M | -0.3% | -$295.0K |
| D | 2023-12-04 | 2023-12-01 | SEIC | ROMEO CARMEN | Dir | M - OptEx | $33.76 | +5,000 | 1.59M | +0.3% | +$168.8K |
| D | 2023-12-04 | 2023-12-01 | SEIC | ROMEO CARMEN | Dir | M - OptEx | — | -5,000 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2023-12-01 | S | D | 5,000 | $59.00 | 1,589,352 | D | — | — | |
| 2 | Common | COMMON STOCK | 2023-12-01 | M | A | 5,000 | $33.76 | 1,594,352 | D | — | — | |
| 3 | Derivative | STOCK OPTION (RIGHT TO PURCHASE) | 2023-12-01 | M | D | 5,000 | — | 0 | D | $33.76 · 2020-12-10 to 2023-12-10 | 5,000 COMMON STOCK | (F1) Received as employment compensation |