Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2024-02-09 00:00:00 ET · period of report 2024-02-07 · accession 0000350894-24-000013 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-09 | 2024-02-07 | SEIC | WITHROW WAYNE | EVP | S - Sale+OE | $66.16 | -17.0K | 55.4K | -23% | -$1.12M |
| DM | 2024-02-09 | 2024-02-07 | SEIC | WITHROW WAYNE | EVP | M - OptEx | $51.87 | +17.0K | 57.4K | +42% | +$880.2K |
| DM | 2024-02-09 | 2024-02-07 | SEIC | WITHROW WAYNE | EVP | M - OptEx | — | -17.0K | 7,500 | -69% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-07 | S | D | 15,000 | $66.20 | 55,399 | D | — | — | (F2) Represents the weighted average of a range of sale prices from $66.20 to $66.23. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2024-02-07 | M | A | 15,000 | $53.34 | 70,399 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-07 | S | D | 1,970 | $65.89 | 55,399 | D | — | — | (F1) Represents the weighted average of a range of sale prices from $65.85 to $65.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2024-02-07 | M | A | 1,970 | $40.64 | 57,369 | D | — | — | |
| 5 | Derivative | STOCK OPTION (RIGHT TO PURCHASE) | 2024-02-07 | M | D | 15,000 | — | 15,000 | D | $53.34 · 2022-12-08 to 2025-12-08 | 15,000 STOCK OPTION (RIGHT TO PURCHASE) | (F3) Received as employment compensation (F4) In the Form 4/A filed by the reporting person on December 9, 2015 to report the grant of these options, Column 9 in Table II incorrectly indicated that following the grant of these options on December 8, 2015, the reporting person owned 10,000 such options, when it should have reflected he owned 30,000 such options. |
| 6 | Derivative | STOCK OPTION (RIGHT TO PURCHASE) | 2024-02-07 | M | D | 1,970 | — | 7,500 | D | $40.64 · 2021-12-09 to 2024-12-09 | 1,970 COMMON STOCK | (F3) Received as employment compensation |