Form 4 for SEIC SEI INVESTMENTS CO
Accepted 2024-02-14 00:00:00 ET · period of report 2024-02-12 · accession 0000350894-24-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-14 | 2024-02-12 | SEIC | Sharma Sanjay | See Remarks* | S - Sale+OE | $67.20 | -15.0K | 16.9K | -47% | -$1.01M |
| D | 2024-02-14 | 2024-02-12 | SEIC | Sharma Sanjay | See Remarks* | M - OptEx | $40.64 | +15.0K | 31.9K | +89% | +$609.6K |
| DM | 2024-02-14 | 2024-02-12 | SEIC | Sharma Sanjay | See Remarks* | M - OptEx | — | -15.0K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-12 | S | D | 15,000 | $67.20 | 16,894.99 | D | — | — | (F1) Represents the weighted average of a range of sale prices from $66.75 to $67.54. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company, or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2024-02-12 | M | A | 15,000 | $40.64 | 31,894.99 | D | — | — | |
| 3 | Derivative | Option to Purchase Common Stock | 2024-02-12 | M | D | 7,500 | — | 0 | D | $40.64 · 2021-12-31 to 2024-12-09 | 7,500 Common Stock | (F2) Received as employment compensation (F3) In the Form 3 filed by the reporting person on April 5, 2023 to report the grant of these options, Column 2 in Table II incorrectly reflected the date exercisable as February 23, 2022, when it should have reflected the date exercisable as December 31, 2021. |
| 4 | Derivative | Option to Purchase Common Stock | 2024-02-12 | M | D | 7,500 | — | 0 | D | $40.64 · 2017-12-31 to 2024-12-09 | 7,500 Common Stock | (F2) Received as employment compensation |