Form 4/A for SEIC SEI INVESTMENTS CO
Accepted 2024-03-28 00:00:00 ET · period of report 2024-03-18 · accession 0000350894-24-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2024-03-28 | 2024-03-18 | SEIC | Denham Sean | EVP | A - Grant | — | +45.0K | 45.0K | New | — |
| DA | 2024-03-28 | 2024-03-18 | SEIC | Denham Sean | EVP | A - Grant | — | +22.5K | 22.5K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-18 | A | A | 45,000 | — | 45,000 | D | — | — | (F1) Received as employment compensation. (F2) Consists of Restricted Stock Units subject to vesting. |
| 2 | Derivative | Option to Purchase Common Stock | 2024-03-18 | A | A | 22,500 | — | 22,500 | D | $68.74 · — to 2034-03-18 | 22,500 Common Stock | (F1) Received as employment compensation. (F3) This Amendment corrects the Exercise Price incorrectly stated in the Form 4 filed on March 18, 2024. (F4) Vest (a) as to 50% of the shares on the later of December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $5.25 or more, but not earlier than December 31, 2025, in each case based upon audited financial statements of the Issuer and subject to certain adjustments; and (b) as to 100% of the shares on the later of December 31 of the year in which the Issuer attains an adjusted pre-tax earnings per share of $7.10 or more, but not earlier than December 31, 2027, in each case based upon audited financial statements of the Issuer and subject to certain adjustments. |