Form 4 for HBNC HORIZON BANCORP INC /IN/
Accepted 2022-03-04 00:00:00 ET · period of report 2022-03-02 · accession 0000706129-22-000031 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-04 | 2022-03-02 | HBNC | NEFF JAMES D | Pres | M - OptEx | $14.25 | +11.8K | 153.8K | +8% | +$167.9K |
| DM | 2022-03-04 | 2022-03-02 | HBNC | NEFF JAMES D | Pres | S - Sale+OE | $20.25 | -11.8K | 149.2K | -7% | -$238.6K |
| DM | 2022-03-04 | 2022-03-02 | HBNC | NEFF JAMES D | Pres | M - OptEx | $0.00 | -11.8K | 2,040 | -85% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-02 | M | A | 3,076 | $16.76 | 152,246 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-02 | M | A | 4,079 | $16.74 | 153,249 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-02 | M | A | 4,627 | $10.38 | 153,797 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-02 | S | D | 4,079 | $20.25 | 149,170 | D | — | — | |
| 5 | Common | Common Stock | 2022-03-02 | S | D | 4,627 | $20.25 | 149,170 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-02 | S | D | 3,076 | $20.25 | 149,170 | D | — | — | |
| 7 | Derivative | Employee Stock Option | 2022-03-02 | M | D | 3,076 | $0.00 | 0 | D | $16.76 · 2020-03-21 to 2027-03-21 | 3,076 Common Stock | (F3) The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant. |
| 8 | Derivative | Employee Stock Option | 2022-03-02 | M | D | 4,627 | $0.00 | 0 | D | $10.38 · 2019-03-15 to 2026-03-15 | 4,627 Common Stock | (F2) The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant. |
| 9 | Derivative | Employee Stock Option | 2022-03-02 | M | D | 4,079 | $0.00 | 2,040 | D | $16.74 · 2021-03-19 to 2029-03-19 | 4,079 Common Stock | (F4) The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant. |