Form 4 for LRCX Lam Research
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-30 · accession 0000707549-22-000109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-01 | 2022-08-30 | LRCX | Bettinger Douglas R | CFO, EVP | S - Sale+OE | $439.11 | -34.9K | 97.8K | -26% | -$15.32M |
| D | 2022-09-01 | 2022-08-31 | LRCX | Bettinger Douglas R | CFO, EVP | F - Tax | $437.91 | -566 | 97.3K | -0.6% | -$247.9K |
| DM | 2022-09-01 | 2022-08-30 | LRCX | Bettinger Douglas R | CFO, EVP | M - OptEx | $127.77 | +53.2K | 108.8K | +96% | +$6.80M |
| DM | 2022-09-01 | 2022-08-30 | LRCX | Bettinger Douglas R | CFO, EVP | M - OptEx | $127.77 | -53.2K | 0 | -100% | -$6.80M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-30 | S | D | 300 | $435.62 | 108,545 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.99, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 2 | Common | Common Stock | 2022-08-30 | S | D | 1,800 | $436.52 | 106,745 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.16 to $436.98, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 3 | Common | Common Stock | 2022-08-30 | S | D | 1,919 | $437.46 | 104,826 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.01 to $437.89, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 4 | Common | Common Stock | 2022-08-30 | S | D | 953 | $438.40 | 103,873 | D | — | — | (F14) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.86, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 5 | Common | Common Stock | 2022-08-30 | S | D | 2,017 | $439.54 | 101,856 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.83, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 6 | Common | Common Stock | 2022-08-30 | S | D | 2,045 | $440.59 | 99,811 | D | — | — | (F16) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.07 to $440.97, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 7 | Common | Common Stock | 2022-08-30 | S | D | 1,272 | $441.35 | 98,539 | D | — | — | (F17) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.03 to $441.885, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 8 | Common | Common Stock | 2022-08-30 | S | D | 718 | $442.36 | 97,821 | D | — | — | (F18) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.02 to $442.82, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 9 | Common | Common Stock | 2022-08-31 | F | D | 566 | $437.91 | 97,255 | D | — | — | (F19) Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 10 | Common | Common Stock | 2022-08-30 | M | A | 9,496 | $119.67 | 89,024 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 11 | Common | Common Stock | 2022-08-30 | M | A | 4,736 | $190.07 | 93,760 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 12 | Common | Common Stock | 2022-08-30 | M | A | 1,720 | $176.75 | 95,480 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 13 | Common | Common Stock | 2022-08-30 | M | A | 2,341 | $300.33 | 97,821 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 14 | Common | Common Stock | 2022-08-30 | M | A | 23,871 | $75.57 | 121,692 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 15 | Common | Common Stock | 2022-08-30 | S | D | 400 | $435.64 | 121,292 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $435.13 to $435.97, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 16 | Common | Common Stock | 2022-08-30 | S | D | 4,156 | $436.53 | 117,136 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $436.15 to $436.99, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 17 | Common | Common Stock | 2022-08-30 | S | D | 3,345 | $437.45 | 113,791 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.00 to $437.99, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 18 | Common | Common Stock | 2022-08-30 | S | D | 3,087 | $438.39 | 110,704 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.01 to $438.97, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 19 | Common | Common Stock | 2022-08-30 | S | D | 4,197 | $439.56 | 106,507 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.00 to $439.985, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 20 | Common | Common Stock | 2022-08-30 | S | D | 4,154 | $440.58 | 102,353 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $440.01 to $440.98, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 21 | Common | Common Stock | 2022-08-30 | S | D | 2,713 | $441.39 | 99,640 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.00 to $441.89, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 22 | Common | Common Stock | 2022-08-30 | S | D | 1,619 | $442.34 | 98,021 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.03 to $442.82, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 23 | Common | Common Stock | 2022-08-30 | S | D | 200 | $443.10 | 97,821 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.03 to $443.17, inclusive. (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 24 | Common | Common Stock | 2022-08-30 | M | A | 11,024 | $176.75 | 108,845 | D | — | — | (F1) The amount reported includes shares subject to unvested restricted stock units. |
| 25 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-30 | M | D | 1,720 | $176.75 | 11,024 | D | $176.75 · — to 2026-03-01 | 1,720 Common Stock | (F22) The stock options will become exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022. |
| 26 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-30 | M | D | 11,024 | $176.75 | 0 | D | $176.75 · — to 2026-03-01 | 11,024 Common Stock | (F22) The stock options will become exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022. |
| 27 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-30 | M | D | 23,871 | $75.57 | 0 | D | $75.57 · — to 2023-03-01 | 23,871 Common Stock | (F24) The stock options became exercisable in three equal installments on 03/01/2017, 03/01/2018, and 03/01/2019. |
| 28 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-30 | M | D | 2,341 | $300.33 | 1,171 | D | $300.33 · — to 2027-03-02 | 2,341 Common Stock | (F23) The stock options will become exercisable in three equal installments on 03/02/2021, 03/02/2022, and 03/02/2023. |
| 29 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-30 | M | D | 4,736 | $190.07 | 0 | D | $190.07 · — to 2025-03-01 | 4,736 Common Stock | (F21) The stock options will become exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021. |
| 30 | Derivative | Employee Stock Option (Right to Buy) | 2022-08-30 | M | D | 9,496 | $119.67 | 0 | D | $119.67 · — to 2024-03-01 | 9,496 Common Stock | (F20) The stock options became exercisable in three equal installments on 03/01/2018, 03/01/2019, and 03/01/2020. |