Form 4 for ASRV AMERISERV FINANCIAL INC /PA/
Accepted 2021-10-27 00:00:00 ET · period of report 2021-10-27 · accession 0000707605-21-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-27 | 2021-10-27 | ASRV | STOPKO JEFFREY A | Pres, CEO ASRV, Bank | M - OptEx | $2.75 | +6,500 | 93.5K | +7% | +$17.9K |
| D | 2021-10-27 | 2021-10-27 | ASRV | STOPKO JEFFREY A | Pres, CEO ASRV, Bank | M - OptEx | $0.00 | -6,500 | 15.5K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2021-10-27 | M | A | 6,500 | $2.75 | 93,510.67 | D | — | — | (F1) 38,262 shares are held jointly with Mr. Stopko's wife. |
| 2 | Derivative | Common Stock (Right to Buy) | 2021-10-27 | M | D | 6,500 | $0.00 | 15,500 | D | $2.75 · 2013-03-15 to 2022-03-15 | 6,500 Common | (F2) The options vest in three equal annual installments beginning on 3/15/13 subject to acceleration or forfeiture in certain specified circumstances. |