Form 4 for ASRV AMERISERV FINANCIAL INC /PA/
Accepted 2026-09-08 16:18:23 ET · period of report 2026-08-31 · accession 0000707605-26-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-08 16:18 | 2026-08-31+ | ASRV | FINUI DAVID A | EVP - ASRV Wealth, Cap. Mgmt | M - OptEx | $3.32 | +10.0K | 8,752 | New | +$33.2K |
| DM | 2026-09-08 16:18 | 2026-08-31+ | ASRV | FINUI DAVID A | EVP - ASRV Wealth, Cap. Mgmt | S - Sale+OE | $4.89 | -10.0K | 2,250 | -82% | -$48.9K |
| DM | 2026-09-08 16:18 | 2026-08-31+ | ASRV | FINUI DAVID A | EVP - ASRV Wealth, Cap. Mgmt | M - OptEx | $3.32 | -10.0K | 0 | -100% | -$33.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-31 | M | A | 3,498 | $3.32 | 5,748 | D | — | — | |
| 2 | Common | Common Stock | 2026-08-31 | S | D | 3,498 | $5.11 | 2,250 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $5.10 to $5.1156. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2026-09-04 | M | A | 6,502 | $3.32 | 8,752 | D | — | — | |
| 4 | Common | Common Stock | 2026-09-04 | S | D | 6,502 | $4.77 | 2,250 | D | — | — | |
| 5 | Derivative | Stock Option (Right to Buy) | 2026-08-31 | M | D | 3,498 | $3.32 | 6,502 | D | $3.32 · 2017-09-29 to 2026-09-29 | 3,498 Common Stock | (F2) This transaction relates to a cashless stock option exercise. (F1) These options vest in three equal annual installments beginning on September 29, 2017, subject to acceleration or forfeiture in certain specified circumstances. |
| 6 | Derivative | Stock Option (Right to Buy) | 2026-09-04 | M | D | 6,502 | $3.32 | 0 | D | $3.32 · 2017-09-29 to 2026-09-29 | 6,502 Common Stock | (F2) This transaction relates to a cashless stock option exercise. (F1) These options vest in three equal annual installments beginning on September 29, 2017, subject to acceleration or forfeiture in certain specified circumstances. |